IS Audit RBI Compliance

Ensure RBI-Mandated Information Systems Controls Are in Place and Effective

Overview

The Information Systems (IS) Audit for RBI Compliance is designed to assess whether financial institutions comply with the Reserve Bank of India's IT governance and cybersecurity guidelines. This audit focuses on identifying risks, checking system controls, and ensuring secure IT operations in alignment with RBI's Cybersecurity Framework for Banks and NBFCs.

Our Approach

1. Scope Definition

We begin by understanding your organization's IT environment and applicable RBI guidelines for audit readiness.

2. Control Evaluation

We review IT security policies, access controls, network configurations, and data management practices for compliance.

3. Compliance Mapping

We map current practices to RBI guidelines including cybersecurity framework, incident response, and vendor risk management.

4. Audit Report & Remediation

We provide a detailed report outlining gaps, risk ratings, and recommendations to achieve or maintain RBI compliance.

Why Choose Us?

Specialized experience in conducting IS Audits for RBI-regulated entities
Expertise in RBI Master Directions, Cybersecurity Framework, and IT Governance Guidelines

Our Expertise

We bring in-depth expertise in auditing IT systems, evaluating RBI compliance, and helping financial organizations strengthen their cybersecurity posture to meet regulatory expectations.

Frequently Asked Questions

1: What is an IS Audit for RBI Compliance?▶

It is a comprehensive evaluation of your IT systems to verify alignment with the Reserve Bank of India’s regulatory requirements.

2: Who should undergo an IS Audit as per RBI?▶

Banks, NBFCs, and other financial institutions that fall under RBI’s regulatory framework.

3: What are the outcomes of an IS Audit?▶

The audit provides a gap analysis, identifies control weaknesses, and includes a roadmap to achieve full compliance.